As an online broker dealer, MoneyBlock provides virtually everything you need to run your business online, including:

• New Account Processing
• Group Trading
• Asset Review across multiple accounts
• Research Tools
• Online Statements and Confirmations
• Easy-to-use Trade Screens
• Ability to enter complex orders, trailing stops, and multi-leg combinations
• Commissions and Performance Reporting

Our web-based platform does not require any special software, hardware, or bandwidth. This gives you and your clients access to some of the most sophisticated tools currently available.

In addition, the retail account interface for clients is identical to our administrative interface so you see what your client sees in real time.

Need to place a trade online?
Whether you execute online or through our Trade Desk, your ticket charges are the same low rate.

Being independent provides you the opportunity to control your own business and make your own decisions.
When you join the MoneyBlock community you enjoy the benefits of being independent plus back-office support of a firm dedicated to helping you achieve your professional goals. With MoneyBlock, you get leading-edge technology, compliance expertise, marketing support and direct access to our senior management team.

• Products - MoneyBlock has no proprietary products. You chose to be independent so you could make your own decisions. We have a wide range of products available to you and your clients for that exact reason. You or your client have a special product need? Talk to our Rep Support Center to discuss your requirements.
• Services - MoneyBlock supports commission-based reps, fee-based advisors, provides custodial services to independent RIAs, and can even support self-directed discount models.
• Costs - MoneyBlock allows reps and advisors to customize commission and fee structure on an individual account basis, or across an entire group of accounts. Schedules can even be customized based on the product or services provided.

Protecting the relationships you have built with your clients is our primary objective. That’s why MoneyBlock is committed to making your transition as seamless as possible.

Our entire team is there to guide you through the process, answer questions, and familiarize you with our tools, resources, and procedures. We’re dedicated to get your practice up and running as quickly as possible.

And to us, transition goes beyond your initial move to MoneyBlock. We are committed to provide our reps and advisors with ongoing support including:

• New Account Processing
• Cashiering Services
• Operational Support
• Compliance Assistance
• Marketing Support
• Trade Desk Support
• Ongoing Training
• Research and Educational Tools

Keeping pace with our ever-changing regulatory environment can be a challenge. Let our well-qualified compliance team help you comply and keep current with the regulations, industry trends, record-keeping requirements, and annual reporting needs that affect your practice.

Our industry changes frequently, and so do our rules and regulations. Our qualified staff works proactively to help you stay current with the times and address your compliance needs. Staying ahead of upcoming changes allows you to spend more time servicing your clients and growing your business.

Our dedicated compliance team will walk you through the initial phases of your transition, the set up of your new office, and provide ongoing support including:

• Online access to Written Supervisory Procedures
• Archiving of electronic correspondence
• Registration and Licensing
• Anti-Money Laundering Screening
• Record Keeping Requirements
• Advertising and Sales Literature Review
• National Do-Not-Call Registry
• Continuing Education
• Regulatory Bulletins
• Industry Trends